Self-regulatory organizations

Results: 6954



#Item
371Derivative / Clearing house / United States housing bubble / Credit default swap / Futures contract

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCApril 9, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Provide for the Clearance

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 14:47:12
372United States / Financial Industry Regulatory Authority / Financial regulation / NASDAQ / Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / Securities Exchange Act / ACT / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXApril 14, 2015 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:37
373Securities Exchange Act / Economy of the United States / U.S. Securities and Exchange Commission / Chicago Board Options Exchange / Financial regulation / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 6, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-04-06 16:43:09
374Financial markets / Finance / Financial system / Self-regulatory organizations / 73rd United States Congress / Chicago Stock Exchange / Securities Exchange Act / Regulation NMS / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Financial economics / United States securities law

February 27, 2015 VIA EMAIL AND COURIER Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2015-03-19 14:28:17
375Exchange-traded funds / MSCI EAFE / Chicago Board Options Exchange / MSCI / Index / IShares / Options Clearing Corporation / Futures contract / MSCI World / Financial economics / Investment / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 8, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Propo

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 10:20:42
376Commodities market / Futures contract / Options Clearing Corporation / Futures exchange / Electricity market / Price of petroleum / Derivative / Hedge / NASDAQ futures / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the

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Source URL: www.sec.gov

Language: English - Date: 2015-03-16 14:18:50
377Finance / Futures contract / Securities Exchange Act / U.S. Securities and Exchange Commission / ACT / Options Clearing Corporation / Clearing house / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 23, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:39:39
378Investment / Securities Investor Protection Corporation / Financial markets / Self-regulatory organizations / Securities Investor Protection Act / Security / Broker-dealer / Short / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

40747_NF_SftySec_R71904_v4:04 AM Page 1 SAFETY AND SECURITY A GUIDE TO HOW YOUR ASSETS ARE PROTECTED

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Source URL: fisn.webpagefxstage.com

Language: English - Date: 2015-01-14 10:02:01
379Financial economics / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Short / United States securities law / Financial regulation / Business

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 16, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-03-16 17:42:26
380Self-regulatory organizations / Securities / SS&C Technologies / Depository Trust & Clearing Corporation / Schutzstaffel / William C. Stone / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

Microsoft Word

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Source URL: www.sec.gov

Language: English - Date: 2015-04-23 17:56:43
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